Testimony On “Examining The Impact Of The Volcker Rule On Markets,...
Chairmen Garrett and Capito, Ranking Members Waters and Maloney, and members of the Subcommittees:read more...
View ArticleTestimony By Federal Reserve Board Governor Daniel K. Tarullo On The Volcker...
Chairman Capito, Chairman Garrett, Ranking Member Maloney, Ranking Member Waters, and other members of the subcommittees, thank you for the opportunity to testify on the interagency proposal to...
View ArticleBATS Global Markets To Utilize Savvis’ Chicago CH4 Data Center As...
BATS Global Markets (BATS), a global operator of stock and options markets, and Savvis, a CenturyLink (NYSE: CTL) company and an outsourcing provider of managed computing and network infrastructure for...
View ArticleEuropean Parliament: Alarm Bells For Talks On Closer Economic Union Deal
Parliament on Wednesday again sounded the alarm about possible pitfalls for the intergovernmental agreement currently being negotiated on closer economic union. Its resolution voices overwhelming...
View ArticleNYSE Technologies Completes Toronto Liquidity Center - Expanding The Global...
NYSE Technologies, the commercial technology division of NYSE Euronext, today announced the opening of its latest Liquidity Center installation in Toronto, ON Canada. As one of the key trading...
View ArticleSIFMA Calls For Significant Changes To Current Volcker Rule Proposal At...
SIFMA today called for significant changes in the Volcker Rule before a joint hearing of the House Financial Services Subcommittees on Capital Markets and Government Sponsored Enterprises, Financial...
View ArticleDubai Mercantile Exchange Grows Trading Volumes By 19% In 2011
The Dubai Mercantile Exchange Limited ("DME") recorded year-on-year trading volume growth of 19% in 2011, it announced today.read more...
View ArticleSwedish Financial Supervisory Authority - Finansinspektionen - And The...
To mitigate risks to the financial system, Finansinspektionen (FI) and the Riksbank are establishing a council for cooperation on macroprudential policy.read more...
View ArticleDME 2011 – The Year In Review
The DME enjoyed another year of strong growth in 2011 despite a backdrop of unprecedented and challenging global events.read more...
View ArticleLondon Stock Exchange Group Welcomes Italian Prime Minister, Mario Monti
London Stock Exchange Group today hosted Italian Prime Minister, Mario Monti, at its London Headquarters in Paternoster Square. Prime Minister Monti addressed a senior audience of UK based financiers,...
View ArticleSEC Charges Fund Managers And Analysts In Insider Trading Scheme - Hedge Fund...
The Securities and Exchange Commission today charged two multi-billion dollar hedge fund advisory firms as well as seven fund managers and analysts involved in a $78 million insider trading scheme...
View ArticleAritas Securities Succeeds Pipeline Trading Systems, Reflecting Significant...
Since announcing a settlement agreement with the SEC last October,Pipeline Trading Systems LLC has been significantly reshaped, culminating today in the announcement of a new name for the business,...
View ArticleSEC Seeks Public Comment For Financial Literacy Study Mandated By Dodd-Frank Act
The Securities and Exchange Commission today published on its website a request for public comment on financial literacy and investor disclosure issues that it is studying as part of a review mandated...
View ArticleTMX Group Top 20 Largest - Consolidated Short Position Report –...
Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the...
View ArticleFINRA Fines Citigroup Global Markets $725,000 For Failure to Disclose...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Citigroup Global Markets, Inc. $725,000 for failing to disclose certain conflicts of interest in its research...
View ArticleSEC Charges Florida Bank Holding Company And CEO With Misleading Investors...
The Securities and Exchange Commission today charged the holding company for one of Florida’s largest banks and its top executive with misleading investors about growing problems in one of its...
View ArticleJosé Manuel Durão Barroso President Of The European Commission...
Mr President,read more...
View ArticleSEC Obtains Emergency Relief Against St. Louis-Based Private Investment Funds...
The Securities and Exchange Commission today announced that it has obtained an emergency court order to freeze the assets of St. Louis-based private investment funds and management firms after suing...
View ArticleFutures Industry Self-Regulatory Organizations Form Joint Committee To...
CME Group and National Futures Association (NFA) today announced, in conjunction with theInterContinental Exchange (ICE), the Kansas City Board of Trade (KCBOT) and the Minneapolis Grain Exchange...
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